Legislative Observatory
European Parliament
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2011/0307(COD)

Securities: issuers trading on a regulated market, transparency requirements

Basic information

2011/0307(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2003/71/EC 2001/0117(COD)
Amending Directive 2004/109/EC 2003/0045(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.10 Financial supervision
3.45.01 Company law
3.45.02 Small and medium-sized enterprises (SME), craft industries
3.45.08 Business environment, reduction of the administrative burdens
8.50.02 Legislative simplification, coordination, codification

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
25/10/2011 Legislative proposal published COM(2011)0683
15/11/2011 Committee referral announced in Parliament, 1st reading
24/05/2012 Referral to associated committees announced in Parliament
18/09/2012 Vote in committee, 1st reading
27/09/2012 Committee report tabled for plenary, 1st reading A7-0292/2012
11/06/2013 Debate in Parliament
12/06/2013 Decision by Parliament, 1st reading T7-0262/2013
12/06/2013 Results of vote in Parliament
17/10/2013 Act adopted by Council after Parliament's 1st reading
22/10/2013 Final act signed
22/10/2013 End of procedure in Parliament
06/11/2013 Final act published in Official Journal

Technical information

Procedure reference 2011/0307(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype Legislation
Legislative instrument Directive
Amendments and repeals Amending Directive 2003/71/EC 2001/0117(COD)
Amending Directive 2004/109/EC 2003/0045(COD)
Legal basis Treaty on the Functioning of the European Union TFEU 050 Treaty on the Functioning of the European Union TFEU 114-p1
Other legal basis Rules of Procedure EP 165
Mandatory consultation of other institutions European Economic and Social Committee
Stage reached in procedure Procedure completed
Committee dossier JURI/7/07694

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE486.067 26/03/2012
    Amendments tabled in committee PE489.400 09/05/2012
    Committee opinion DEVE PE487.944 06/06/2012
    Committee opinion INTA PE485.869 21/06/2012
    Committee opinion ECON PE483.735 25/06/2012
    Committee report tabled for plenary, 1st reading/single reading A7-0292/2012 27/09/2012
    Text adopted by Parliament, 1st reading/single reading T7-0262/2013 12/06/2013
  • Document type Reference Date Summary
    Draft final act 00037/2013/LEX 23/10/2013
  • Document type Reference Date Summary
    Legislative proposal COM(2011)0683 25/10/2011
    Document attached to the procedure SEC(2011)1279 25/10/2011
    Document attached to the procedure SEC(2011)1280 25/10/2011
    Commission response to text adopted in plenary SP(2013)520 16/07/2013
  • Document type Parliament/Chamber Reference Date Summary
    Contribution PT_PARLIAMENT COM(2011)0683 09/01/2012
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2012/0010 OJ C 093 30.03.2012, p. 0002 10/02/2012
    EESC Economic and Social Committee: opinion, report CES0471/2012 22/02/2012

Additional information

Source Document Date
National parliaments IPEX
European Commission EUR-Lex
European Commission EUR-Lex

Final act