2012/0168(COD)

Undertakings for collective investment in transferable securities (UCITS): depositary functions, remuneration policies and sanctions

Basic information

2012/0168(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2009/65/EC 2008/0153(COD)
See also 2017/2013(INI)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.10 Financial supervision
3.45.01 Company law
3.45.03 Financial management of undertakings, business loans, accounting
7.40.02 Judicial cooperation in civil and commercial matters

Status

Procedure completed

Key players

Key events

Date Event Reference Summary
03/07/2012 Legislative proposal published COM(2012)0350
11/09/2012 Committee referral announced in Parliament, 1st reading
21/03/2013 Vote in committee, 1st reading
29/04/2013 Committee report tabled for plenary, 1st reading A7-0125/2013
02/07/2013 Debate in Parliament
03/07/2013 Decision by Parliament, 1st reading T7-0309/2013
03/07/2013 Results of vote in Parliament
15/04/2014 Decision by Parliament, 1st reading T7-0355/2014
15/04/2014 Results of vote in Parliament
23/07/2014 Act adopted by Council after Parliament's 1st reading
23/07/2014 Final act signed
23/07/2014 End of procedure in Parliament
28/08/2014 Final act published in Official Journal

Technical information

Procedure reference 2012/0168(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype Legislation
Legislative instrument Directive
Amendments and repeals Amending Directive 2009/65/EC 2008/0153(COD)
See also 2017/2013(INI)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1
Mandatory consultation of other institutions European Central Bank
Stage reached in procedure Procedure completed
Committee dossier ECON/7/10010

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE500.449 09/11/2012
    Amendments tabled in committee PE502.071 11/01/2013
    Committee report tabled for plenary, 1st reading/single reading A7-0125/2013 29/04/2013
    Text adopted by Parliament, partial vote at 1st reading/single reading T7-0309/2013 03/07/2013
    Text adopted by Parliament, 1st reading/single reading T7-0355/2014 15/04/2014
  • Document type Reference Date Summary
    Draft final act 00075/2014/LEX 23/07/2014
  • Document type Reference Date Summary
    Legislative proposal COM(2012)0350 03/07/2012
    Document attached to the procedure SWD(2012)0185 03/07/2012
    Document attached to the procedure SWD(2012)0186 03/07/2012
    Commission response to text adopted in plenary SP(2014)471 09/07/2014
  • Document type Parliament/Chamber Reference Date Summary
    Contribution PT_PARLIAMENT COM(2012)0350 11/10/2012
    Contribution IT_SENATE COM(2012)0350 04/12/2012
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2013/0004 OJ C 096 04.04.2013, p. 0018 14/01/2013

Additional information

Source Document Date
National parliaments IPEX
European Commission EUR-Lex
European Commission EUR-Lex